
Promoting Democracy in
Latin America Today:
Questioning the Assumptions
The
promotion of democracy has served historically, either to
define or to justify US policy in the hemisphere. If, during
the 19th century, US efforts to foster democracy were
largely limited to providing an example for Latin American
countries to emulate, by the twentieth century the US
government regularly turned to more direct forms of
intervention.
This is not the
place to indulge in an account of US adventurism, pursued in
the name of democracy. Instead, let me emphasize why those
efforts were inherently problematic and usually limited in
impact.
1. To begin
with the United States never believed that Latin Americans
were up to the task. Scholars writing on the topic have
stressed the paternalism and racism that informed official
views of Latin America. Time and time again policy makers
describe Latin Americans as lacking the cultural attributes
required to sustain democratic governance.
Thus for
instance, an Ambassador to Somoza's Nicaragua writes: "I
knew that Tacho was manoso; that he was on the clever, even
cunning side. But let us be frank: in Nicaragua's society, a
degree of mana might be a requisite to survival. Nicaraguans
were not Groton graduates."
A foreign
service officer posted in postwar Havana complains of:
"organized indiscipline... a condition which is not curable
save through the development of a sound and general social
character, as the result of a prolonged period of internal
peace, fairly well sustained prosperity, and absence of
irritation. All these things seem too much to hope
for."
And, after a
1950 trip to the region, George Kennan concludes: "it seems
unlikely that there could be any other region of the earth
in which nature and human behavior could have combined to
produce a more unhappy and hopeless background for the
conduct of human life than in Latin America."
2. The US also
defined its democratic objectives narrowly. It limited
itself to the promotion of electoral democracy. Woodrow
Wilson's ambassador to England outlined US policy towards
Latin America as designed to "make 'em vote and live by
their decisions. "If they refused to adhere to the results,
a determined ambassador added: "We'll go in again and make
'em vote again... The United States will be here for two
hundred years and it can continue to shoot men for that
little space till they learn to vote and rule
themselves."
The approach
poses two principal problems. The first has to do with
objectives. US policy makers confused form with substance.
Elections are critical to the democratic process.
Yet for elections to yield sustainable democratic
rule in Latin America further reaching changes were
required. Some of these were political, entailing respect
for political and civil liberties, the emergence of civil
society, the establishment of democratic political parties
and the subordination of the military to civilian authority.
Others involved socio economic reforms, designed to lessen
poverty and attenuate inequalities.
The second has
to do with means. "Jamming democracy down Latin American
throats at the point of bayonets borne by United States
marines" was bound to be counterproductive, as Warren
Harding correctly noted in critiquing Wilsonian policy. The
use of undemocratic means to foster democratic ends
generated opposition both at home and within Latin America
even among those who favored democracy but deplored the use
of coercion, and the violation of sovereignty resorted to in
its pursuit.
Furthermore,
the need to "jam democracy down Latin American throats," or
to intervene repeatedly, to "make 'em vote again,"
underscores just how difficult it was to export democracy to
Latin America. Not only were local institutions and
structures adverse, but local partners with whom the US
could cooperate in such a venture were conspicuous by their
absence: Economic elites were threatened by democracy, while
popular sectors embraced mass notions of democracy resisted
by the United States.
3. Finally,
democracy has rarely either stood alone, or stood out, as
the central US policy objective in the hemisphere. When
democracy was advocated, it was because it was viewed as
facilitating the achievement of more pressing US concerns -
safeguarding US security or advancing US economic interests.
As those
familiar with the region know well, the problem was that
democratic goals were regularly shoved aside when they
clashed with - rather than complemented - economic or
security objectives. Examples of such instances include the
1954 ouster of President Arbenz in Guatemala, or US support
for the 1973 coup that toppled Chilean President
Allende.
Kennedy's
well-known musing about the political future of the
Dominican Republic following the death of long-time
dictator, Trujillo, captures the essence of policy thinking
on this topic: "There are three possibilities in order of
preference: a decent democratic regime, a continuation of
the Trujillo regime, or a Castro regime. We ought to aim at
the first, but we really can't renounce the second until we
are sure we can avoid the third."
In summary
then, because of the perceived undemocratic Latin American
character, the narrow and ethnocentric definition of
democracy, the impatience, and heavy handedness in approach
and the half-hearted commitment to an endeavor in which
policy objectives often clashed, the US rarely succeeded in
promoting democracy in the hemisphere. In fact, US policy
was more adept at installing authoritarian regimes than in
launching Latin American countries along a democratic
path.
By the mid
1980s US shortcomings were readily apparent. To observers of
the democratic transitions then underway throughout the
continent, the role of international actors were secondary
at best. I wrote at the time: "to the extent that the
international community has made a difference, it has done
so at the margins, encouraging and nurturing a domestically
rooted process of regime change."
My views
coincided with those of academic colleagues. They also found
a timid echo in policy making circles. One former policy
maker turned scholar described US policy towards South
America during the 80s as "democracy by
applause."
Scholars did
more than note this reality. They contended that democracy
could not be exported, or willed into being. The long term
viability of any democracy rested on the indigenous
founding, quality and character of that regime, developed
over time.
Yet,
just as these sobering lessons were being absorbed, the Cold
War ended. Almost overnight, debates over democratic
definition, content and course, and the ramifications for
international assistance - became irrelevant. Instead,
operating on the basis of a set of revised assumptions,
international democracy activism gained a renewed sense of
purpose.
1. First,
democratization in recent decades has been compared to a
wave that sweeps through entire regions and even spreads
from one part of the globe to another. It is also viewed as
an epidemic. This speaks to its proportions. But, when
juxtaposed with the term contagion, also used to describe
the process, it suggests something more. It highlights the
fact that domestic actors crafting transitions may emulate
strategies that facilitated successful democratization
elsewhere.
This vision
gives pause. International influences may shape the course
of democratization after all. And they may do so in indirect
and critical ways. Their contribution may be positive -
particularly when the decision to emulate strategies is one
taken by domestic players. Not imposed by an international
actor.
2. The end of
the Cold War and the demise of the Soviet Union has
simultaneously also opened and narrowed political and
economic spaces. However grossly exaggerated, the notion
that the "end of history" has arrived portends a convergence
around liberal representative democratic forms and a
neo-liberal capitalist course.
The
implications for democracy in Latin America are significant.
In the debris of a collapsed wall, thousands of miles away,
the United States found the regional allies needed to
undertake a democratic crusade. Elites and popular sectors
alike converted to the democratic cause, endorsing a liberal
representative brand of democracy, accompanied by
neo-liberal economics.
Elites accept
that sustained prosperity in the current global order
depends on their playing by the democratic rules of the
game. The current Arzu government of Guatemala, for
instance, an administration representative of business
interests, had trade and investment concerns in mind when it
embraced peace in the mid 1990s. Given the repression of
authoritarian regimes and the vacuum of ideological
alternatives, Latin America's popular sectors also endorse
procedural democracy. Using the Guatemala example again,
that country's guerrilla movement and its civil society
gambled on peace and democracy as avenues for change when
they joined Arzu in negotiating the 1996 peace
accords.
By extension,
the US role was cast in a different light. Because Latin
Americans had, of their own volition, embraced liberal
representative democracy, the United States no longer needed
to jam its version of democracy down Latin American throats.
It could lead by example, cajole or teach - thereby
realizing the idealist aspirations that had informed US
democracy promotion efforts in their earliest incarnations.
The Clinton foreign policy campaign platform, boldly labeled
"US Global leadership for Democracy," thus stated: "the
pro-democracy doctrine aims at building a new concert of
free nations in which America would be first among
equals."
Up to this
point, I have stressed real and perceived transformations in
the political, economic and ideational dynamics and their
consequences for democracy assistance. As I want to point
out now, assumptions about the rationales and the
methodology that inform democracy assistance have also
changed in substantial and significant ways.
First, over the
past decade, the so-called legal right to democratic
governance has gained increasing currency. Illustrative of
this trend, a report by the Global Governance Commission, a
group comprised of former UN officials, as well as former
state leaders from developed and developing worlds, and
endorsed by the United Nations Secretariat, suggests: "The
principles of sovereignty and non-intervention must be
adapted in ways that recognize the need to balance the
rights of states with the rights of peoples."
When originally
proposed, the notion of a right to democratic governance was
dismissed and even mocked. This was because of lingering
insecurity about the meaning of democracy and also because
of the radical reconceptualization of sovereignty that it
implied.
Its growing
acceptance reflects in part the ideological changes noted
above. With consensus apparently achieved on a liberal,
procedural destiny for emerging democracies, the
international community was put in the position of upholding
a carefully circumscribed democratic vision. But it also
gained credence because of the persuasiveness with which its
proponents argued that a legal right to democracy already
existed. They insisted that democratic rights are extensions
of the accepted right to self-determination. And, moreover,
that these rights are enshrined in the universal declaration
of human rights which is grounded in the fundamental
democratic credo. After all, the declaration stipulates that
a government's authority is derived from its embrace of the
popular will.
Acceptance of a
legal right to democratic governance has ramifications for
democracy promotion. At its simplest, would-be international
democratizers can now make a legal case for pressuring
regimes to adhere to democratic principles. Meanwhile,
political leaders who violate democratic procedures find
themselves on shaky ground today, no longer able to denounce
international pressures merely by invoking national
sovereignty.
4. The cachet
of democracy promotion has also been boosted by the fact
that democracy now clearly complements other foreign policy
priorities in the region. As in its original elucidation
during the Wilsonian era, democracy seems to best guarantee
security and economic growth.
In terms of
security, the Kantian paradigm of perpetual peace has been
revived - at least at the level of political discourse.
Democratic nations, it is argued, are more likely to engage
in dialogue and compromise. They are thus prone to seek to
resolve conflicts peacefully.
Discourse
aside, the post Cold War redefinition of strategic interests
has had a noticeable effect on the reconceptualization of
democracy assistance. The absence of a geo-political
adversary has dispelled traditional US fears of foreign
intrusion into this hemisphere. This watershed development,
has permitted a lengthier and more diverse set of
international actors to enlist as democracy promoters. It
has also diminished the threat - perhaps even enhanced the
appeal - of less elitist notions of democracy. The original
emphasis on elections as the democratic marker has thus been
broadened. Increasingly, the viability of democracy hinges
on the strength of civil society and the degree of popular
participation.
On the economic
front, the turnaround is equally remarkable. Only a few
decades ago, Latin American scholars formulated dependency
analysis to account for a natural affinity between
authoritarian rule and capitalist development in the region.
Yet, in a striking historical turn, scholars and policy
makers alike now celebrate the harmonious and
self-sustaining relationships between democratic governance
and neo-liberal capitalism.
These shifts
inform the thinking and actions of the Latin American
political leadership and the international community.
Brazilian President Cardoso, for instance, an adherent of
the current economic orthodoxy, was in an earlier life one
of the scholars most closely associated with the formulation
of dependency analysis.
Within
international circles the linkages have practical
implications for democracy assistance. They explain why aid
agencies, such as USAID, or the multilateral banks, the
World Bank and the Inter-American Development Bank, have
assumed an active role in democracy promotion. To justify so
extending their mandate, they underscore the myriad ways in
which democratic governance, popular participation and
economic development are self-reinforcing
mechanisms.
5. The final
set of assumptions speak to approach and method. As we have
seen, in today's context the international community
intervenes to nurture a liberal democracy to which Latin
American leaders and society are both entitled (the right to
democratic governance) and now appear increasingly
committed. The commitment is as significant as the
entitlement in shaping the contours of international action.
As I stressed earlier, the international community no longer
intervenes to impose democracy - an act which would have
meant transforming values - but which, in the current
pro-democracy climate, is superfluous.
International
actors thus have an easier task these days. It is also one
which demands a qualitatively different approach. They are
now called upon to provide know-how - to lend their
expertise by exporting techniques that they have mastered.
Technical assistance becomes key to unlocking the contagion
dynamic, enabling Latin Americans to replicate democratic
models and processes that have stood the test of time
elsewhere. Again, to quote the Clinton campaign manifesto:
"As the world's oldest and strongest democracy, we have the
experience, resources and moral authority to help others
nurture the seeds of economic and political freedom that
they have planted in their own soil."
To summarize,
just as debates about democracy promotion promised to inject
a cautionary note into international action, sea changes in
the international and domestic environments cast that
assistance in a new light. Concerns about sovereignty, about
democratic definition, consistency and commitment, and,
ultimately, also about impact have been set
aside.
A heightened
appreciation of democracy in the region, revised
understandings of its form, and a reconfiguration of the
contours of international assistance, combine to encourage
the United States to engage with renewed zeal in a
century-old mission of exporting democracy to its southern
neighbors.
What has this
meant? At this stage I want to turn to that section of my
talk that follows the semi-colon in its title: Questioning
the assumptions. I'll highlight positive developments first,
then balance these against lingering dilemmas.
First the
positive.
The democratic
gains registered in Latin America over the past decade are
truly remarkable. Apparently, military regimes are a relic
of the past, as is single party rule in Mexico and civil war
in Central America. Headway has been made in consolidating
liberal-procedural democracies, defined by fair, inclusive
and competitive elections and respect for individual
freedoms. A vibrant civil society and committed political
leadership propel these transformations in an era marked by
an unprecedented normative commitment to democratic rule.
Survey after survey underscores a strong preference for
democracy among Latin Americans of all economic
backgrounds.
These
encouraging signs suggest that Latin America may have
emerged definitively from the shadows of dictatorship in
which it lurked for the better part of the twentieth
century. Finally, Latin Americans seem up to the task.
It is
impossible to ascertain precisely how much credit to award
the international community. Nevertheless, changes in the
complexion of international assistance has facilitated
democratic progress.
Importantly,
the field of international assistance has become
considerably more crowded. The US is no longer the lead
actor. Other foreign governments, non governmental
organizations, private foundations, intergovernmental
organizations and multilateral financial institutions all
boast a presence.
As noted
earlier, the focus on technical assistance, combined with
the shift away from electioneering towards greater support
for a broader array of activities have enhanced the appeal
of democracy assistance for many of these international
actors.
The diversity
of the cast of participating players ensures a plurality of
approaches and emphases. This is true even in those fields
which have attracted greatest interest, such as judicial
reform. Here, for example, NGOs tend to maintain a
long-standing rights and legal access focus. By contrast,
multilateral banks, concerned with ensuring a climate
conducive to economic growth, usually stress the need to
modernize and professionalize the legal system.
Let me stress
the advantages. Because each international actor operates
with a set of biases, were any single player to monopolize a
given field of assistance the prevailing biases would limit
the scope - and reach - of democracy assistance.
Nevertheless, given the presence of multiple actors in most
arenas, international assistance yields a collage of
initiatives. Together they produce a richly textured field
of democracy assistance.
Without
downplaying lingering misgivings, international actors also
now march increasingly in step. Formal, donor consultative
groups, guide international involvement in Central American
peace efforts. These formal processes coexist alongside ad
hoc mechanisms. International actors regularly share ideas
and seek advice over the phone, at lunch, or by posting
information on their web pages. Increasingly, they also
jointly fund initiatives. On occasion they surprise
themselves by the ease with which they collaborate. A
representative of a UN agency, was still digesting a recent
success story when we spoke: "We actually loaned
money to USAID so that it could get in on the ground and
participate with us. Who would have thought this was
possible a few years ago?"
Finally, the
more multilateral and technical character of assistance
conveys an important message. It confirms a shift away from
coercion towards a more consensual relationship between
democracy donors and their Latin American
grantees.
The political
transformation of Latin America, the expanded cast of
players, the variety of programs and the consensual
character of assistance all offer promising signs that
democracy promotion is achieving its potential.
It is easy to
get carried away by the promise of democracy assistance.
Nevertheless, there remains a need for critical reflection -
a reflection that entails challenging some of the more
dearly held assumptions that underpin democracy promotion
today. I want to flag three areas of particular concern
before tackling each in turn:
1. First that
technical assistance promises to fulfill democratic dreams
by setting the contagion dynamic in motion and by serving as
the harbinger of an era of consensual and collaborative
assistance;
2. Second, that
the pursuit of democratic governance and neo-liberal
capitalism are complementary objectives, collectively
critical to achieving sustained economic and political
development;
3. Third, that
civil society strengthening efforts, as presently
conceived, are also the wave of the future - the key to
sustained and deepened democracy.
1. First, the
rose-colored view of technical assistance is symptomatic of
the enthusiasm that pervades democracy assistance today. It
is premised on the conviction that the unprecedented
democratic commitment has laid the foundation required to
erect and sustain a democratic edifice. The mandated task
thus becomes purely technical. International actors teach,
share, export techniques which they believe fundamental and
which they have mastered - to willing partners in the
region. Under these circumstances, democracy assistance
becomes a collaborative enterprise with untold
rewards.
For all its
advantages, enthusiasm about technical assistance is also
symptomatic of an underestimation of the challenges that
democracy still faces in the region today. Democratic gains
notwithstanding, historically embedded practices, such as
clientelism, hinder the construction of both representative
and accountable political and civic organizations. More
importantly, the extreme poverty and inequality impedes the
emergence of a participatory, democratic order. These
features explain a growing disillusionment with the
democratic political process - also expressed consistently
in Latin American surveys.
A pause and a
cautionary note &endash; or two &endash; regarding
interpretations of opinion polls. First: yes, they indicate
a strong preference for democracy. But the preference is for
democracy in theory, not necessarily as practiced by the
political leadership. And disillusionment with the practice,
as is often the case in fragile democracies, can trigger
disillusionment with the system.
Second, Latin
American agreement on democracy has not spelled agreement on
form. There is less convergence than assumed. To illustrate
let me turn to the case I know best these days. I have asked
the Guatemalans whom I have interviewed about the meanings
and hopes they attach to democracy. The responses are
consistent, striking and divergent. Elites regularly answer:
democracy works if it guarantees individual freedoms and
private property. By contrast, popular sectors support for
democracy is also conditional - on whether it enables their
enhanced participation in a process of social and economic
transformation. Both are democratic notions &endash; one
more liberal, and consistent with the current orthodoxy
&endash; the other more social, hence more divergent from
the global vision currently expounded.
This raises a
host of questions. But the resulting limitations for
technical assistance need to be stressed here. Will the
establishment of a congressional research service modeled
along US lines; the adoption of a legislative committee
structure replicating the Spanish; or the advocacy training
provided to Latin American NGO leaders by their US
counterparts address the underlying challenges for democracy
as variously understood by Latin Americans? Will these
programs root out clientelistic structures? Will technical
assistance enhance participation, access and influence in
the current socio-economic context and in ways that permit
structural change ?
Advocates of
technical assistance are also misguided in assuming that
such assistance can today escape charges of ethnocentrism.
To be sure, the range of targeted activities has expanded in
recent years. Nevertheless, the liberal political, and
neo-liberal economic models which both inform and enhance
the appeal of technified aid are predicated on the notion
that a universal - and Western - democratic recipe exists.
In this respect, despite changes in methodology, democracy
assistance shows remarkable continuity with an ethnocentric
past.
Finally, and
along similar lines, the technical emphasis disguises the
degree to which democracy promotion remains coercive - with
coercion sanctioned by invoking the right to democratic
governance. Consensus is the name of the game - that is, as
long as the Latin American leadership plays by the current
rules. Should the leadership stray from democratic
principles, as it has on occasion - to wit the self-staged
coups of Peruvian President Fujimori, or Guatemalan
President Serrano, the international community has displayed
a resolve to act forcefully, indeed coercively, in
democracy's defense.
More subtle
reminders of the heavy handedness of a presumably bygone era
exist. Referred to now as political conditionality, the
disbursement of needed economic aid is often tied to the
political leadership's willingness to undertake reforms
deemed by the international community to advance democracy.
International pressures thus aggravated the Chamorro
government's headaches as it wrestled with destabilizing
policy dilemmas (such as property reform) in the fragile
post-Sandinista era.
2. Second, the
presumed harmonious relationship between democracy and
capitalism is equally problematic. To argue against the
grain here, I suggest that these policy objectives still
clash today. Why?
The economic
reforms mandated by the international community have exposed
and exacerbated democratic weaknesses. Privatization has
neither been clean nor fair. The corruption involved has
revealed the limitations of Latin America's judicial
systems. Cuts in public expenditures have also contributed
to producing levels of inequality increasingly incompatible
with democracy. And the challenge of enhancing popular
participation in contexts where citizens are struggling to
survive each and every day is a particularly daunting
one.
Strict
adherence to a neo-liberal model also undermines the
legitimacy of Latin America's elected regimes. Governmental
accountability is skewed. Political leaders become finely
tuned to the requirements of the global market and to the
demands of international financial institutions, upon whom
they depend for trade, investment and aid. In the process,
decision making ignores societal demands. Social services
are often either absent from the neo-liberal menu, or cannot
be provided by weakened, hollowed-out states. As one
Guatemalan political activist explained to me: The major
problem is not the model. It's the process. If the
international community tells our government what it can and
what it can't do, what's the point? Who does that government
represent and why should we bother
participating?"
The
international community can easily find itself working at
cross purposes. Key democratic elements: representation,
accountability and political equality are weakened. In its
imposition of the current capitalist model then, the
international community deprives Latin Americans of the
tools and incentives needed to deepen democracy &endash;
whether of a more liberal or social variant.
3. Finally, the
new mantra of international assistance -support for the
strengthening of civil society &endash; deserves a critical
look.
In allocating
support to civil society, groups sharing certain
characteristics are favored. They are often umbrella
organizations, usually headquartered in the capital where
they can directly access the political system and where
they, in turn, are easily accessible to foreign
donors.
They also tend
to work on a well defined set of issues - that coincide with
those the international community deems key to democratic
success. As one representative of a Latin American NGO awash
in international support, observed: "If you work on human
rights, women or indigenous peoples - all the trendy Western
issues - then you have no problem getting funds."
They are also
the more professional organizations. Skilled at proposal
writing and accounting and already well positioned to
influence the political system, or to make an impact on
development, the capacities of these groups gives them an
enormous leg up in securing international funding.
Indicative of this, an Inter American Development Bank
representative in Guatemala explained how it selects its
partners:
We have a
competition, we solicit proposals from NGOs and we choose
the best proposal. We are now designing a proposal for
technical cooperation with rural women. And the executor
will be an NGO. Five or six NGOs will compete, submit
proposals and we will choose the one that we think is the
best. ... This is how we are opening spaces and
strengthening civil society."
There is a
further question of comfort. The more professional
organizations boast a better educated leadership, well
plugged in to local and international networks. They possess
a particular savvy, reflected in their ability to formulate
polished proposals, easily justifying an expenditure of
international funds. Personal rapport may be another part of
the equation, facilitating as it does a good working
relationship between donor and grantee. One representative
of an international NGO that supports a rural indigenous
group confessed that cross cultural communication at times
causes confusion and misunderstandings that could negatively
impact funding decisions. During one meeting, for example,
operating on the basis of different social norms and
obviously bored by my colleague's presentation, the entire
group fell into a deep sleep. Not only did their eyes shut
but their bodies went completely limp.
Donor biases
are at work here. The groups funded are specifically
concerned with central challenges to democracy. Moreover
they seek, and promise to access, influence and monitor the
political process. Hence their contribution to
democratization is obvious and relatively immediate.
But there are
also important tradeoffs. Grant making along these lines
risks doing as much harm as good. Support for key umbrella
organizations carries with it the enormous advantage of
economy of scale. Yet by their very nature, these
organizations also carry with them the potential for
aggravating a prevailing penchant for hierarchical and
clientelistic relationships. Civil society is no more immune
to these undemocratic tendencies than are political
institutions.
Moreover, by
supporting the usual suspects the international community
contributes to further marginalizing and retarding the
development of other groups, who may not enjoy the same
skills, access or polish, and who appear to be working on
more peripheral themes. However well intentioned, IDB work
with NGOs - along the lines conveyed in the quote above, may
contribute relatively little to opening up spaces or to
strengthening civil society.
Finally, the
impact transcends that which it has on any individual civic
organization. Patterns of international assistance create a
dependent civil society. Like the political leadership in
the current global economic era, civic organizations are
prone to valuing their relationships with international
donors to the detriment of those they need cultivate with
local constituents. International agenda-setting renders
this problem particularly acute. Financial survival dictates
that civic organizations tackle problems in ways that
reflect donor priorities. At best these are an incomplete
reflection of how local communities understand the dynamic
of democratization in the region.
Let me now
conclude, summarizing and tying the various strands
together.
Undeniably,
international democracy assistance has taken great strides
during the past decade. This is as true of the goals pursued
as it is of the impacts attained. In terms of goals, the
reach and range of actors, programs and activities are
broader. The international approach has also been come to
value collaboration and consent. The impacts are also
significant. They lie in the steadfastness with which
democracy has endured and even strengthened - beating
considerable odds.
All the same,
the limitations of international contributions are
impressive. In part this is because the international
community has operated on the basis of several mistaken
assumptions. These reflect an underestimation of the depth
of democratic change in the region, as well as an
overestimation of the degree to which the theory and
practice of international assistance has evolved.
Let me be
clear. Mistaken assumptions about the strength of democracy
in Latin America exact a potentially steep price. Because of
this, the impact of technical aid is inherently limited.
Technological know-how can reshape institutions. But behind
the institutional facade lurk embedded illiberal practices,
an underlying cause of democratic fragility which technical
aid is helpless to address. Damage is also incurred in areas
where the international community acts with greatest
conviction. In the rush to underwrite civil society, for
instance, international actors reinforce undemocratic
tendencies. They also skew the focus of these organizations,
hampering the potential impact of a sector deemed a
cornerstone of democracy. Finally, the belief in the
appropriateness of liberalism for Latin America, has blinded
international actors to alternatives and to tradeoffs. As a
result, poverty persists, inequality is exacerbated, and
governmental legitimacy undermined.
Internationally,
the degree of change is also exaggerated. The coercive,
imposition of democracy has waned but has yet to cede fully
to a collaborative pursuit. Coercion remains the instrument
of choice when democracy is threatened. And political
conditionality constrains decision making. Furthermore,
rooted in the rhetoric of liberalism lies a particular,
familiar model of democracy. International actors again
engage in the export of a Western-centric democratic
model.
Many of these
shortcomings and the impediments they pose for democracy
assistance efforts are captured in an anecdote recently told
by a visiting Guatemalan Maya leader, which I want to share
in closing:
Several years
ago an international development technocrat was asked to
formulate a development plan for rural Guatemala. Within
that context she visited a Maya community. During her brief
stay there she canvassed members of the community about
their perceived needs and aspirations. Upon return to the
capital she drew up a plan, prioritizing the need for
infrastructure: a road, a school, a health clinic. She
traveled back to the community where she asked its members
to react to her proposal - to let her know whether they
agreed with her recommendations. They refused to consider
her plan. They told her that the only thing the community
wanted was a "cantina" (a pub).
Shocked, she
tried to bring them to their senses, but they insisted. "All
we want is a cantina." She left furious and told her
Washington-based organization to forget about these
misguided indios.
Curious as to
their fate, she paid a return visit a few years later. In
approaching the community she took note of the spanking new
road that led right into the village. Not only that, but the
community now had a health clinic and a school, just as she
had envisaged. She confronted the community elders, whom she
accused of stealing her plan. "No," they reminded her ; she
hadn't left a plan with them - they weren't interested in
it. She persisted "But you stole my ideas." "No," they
insisted. They hadn't. "Well then why is there a road, a
school and a health clinic here now, just as I
recommended?"
"A while after
you left," they answered, "someone else visited and asked
what we wanted. We told her what we told you. We wanted a
cantina. " She got us one. You see, once we had a cantina,
we had a place to meet and discuss our needs. We decided
that we needed a road, a school and a health
clinic."
In making
democracy in its own image, international actors are prone
to forget lessons learned a decade ago that remain equally
relevant today. Democracy cannot be exported, democracies do
not spring up overnight and cannot all look alike. To stress
again in closing, the long-term viability of a democratic
regime rests on the indigenous founding, quality and
character of that regime. The simple &endash; and elusive -
key to international success may thus lie in providing more
support for cantinas.
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